Services After The Sale

As your financial advisor, our responsibility will be to annually review outstanding issues for refunding opportunities and, if directed to proceed, the refunding bond sale will be comparable to any other sale.  We are also available to discuss and analyze future financings.

During the 12 months succeeding a bond sale, we will assist the you in your Continuing Disclosure requirements for secondary market purposes in compliance with S.E.C. Rule 15c2-12(b)(5) promulgated under the Securities Act of 1993 including the providing of your Annual Financial Report to each Nationally Recognized Municipal Securities Information Repository (NRMSIR).  That disclosure requires actual financial information and (if applicable) other financial information contained in the Official Statement.  If there has been no bond sale during any calendar year in which we are to provide the other financial information update to your continuing disclosure undertaking, we shall charge a nominal fee for that work.